Open Government Guide

  Published by The Reporters Committee for Freedom of the Press

  Purchase a print or electronic copy • Jump to front page

 

Prepared by:

Kevin T. Baine, Esq.
Adam L. Perlman, Esq.
WILLIAMS & CONNOLLY LLP
725 12th Street, N.W.
Washington, D.C. 20005
(202) 434-5000

FOREWORD


Open Records

 

I. 

STATUTE -- BASIC APPLICATION

 

A. 

Who can request records?

 

1. 

Status of requestor.

 

2. 

Purpose of request.

 

3. 

Use of records.

 

B. 

Whose records are and are not subject to the act?

 

1. 

Executive branch.

 

a. 

Records of the executives themselves.

 

b. 

Records of certain but not all functions.

 

2. 

Legislative bodies.

 

3. 

Courts.

 

4. 

Nongovernmental bodies.

 

a. 

Bodies receiving public funds or benefits.

 

b. 

Bodies whose members include governmental officials.

 

5. 

Multi-state or regional bodies.

 

6. 

Advisory boards and commissions, quasi-governmental entities.

 

C. 

What records are and are not subject to the act?

 

1. 

What kind of records are covered?

 

2. 

What physical form of records are covered?

 

3. 

Are certain records available for inspection but not copying?

 

D. 

Fee provisions or practices.

 

1. 

Levels or limitations on fees.

 

2. 

Particular fee specifications or provisions.

 

a. 

Search.

 

b. 

Duplication.

 

c. 

Other.

 

3. 

Provisions for fee waivers.

 

4. 

Requirements or prohibitions regarding advance payment.

 

5. 

Have agencies imposed prohibitive fees to discourage requesters?

 

E. 

Who enforces the act?

 

1. 

Attorney General's role.

 

2. 

Availability of an ombudsman.

 

3. 

Commission or agency enforcement.

 

F. 

Are there sanctions for noncompliance?

 

II. 

EXEMPTIONS AND OTHER LEGAL LIMITATIONS

 

A. 

Exemptions in the open records statute.

 

1. 

Character of exemptions.

 

a. 

General or specific?

 

b. 

Mandatory or discretionary?

 

c. 

Patterned after federal Freedom of Information Act?

 

2. 

Discussion of each exemption.

 

B. 

Other statutory exclusions.

 

C. 

Court-derived exclusions, common law prohibitions, recognized privileges against disclosure.

 

D. 

Are segregable portions of records containing exempt material available?

 

E. 

Homeland Security Measures.

 

III. 

STATE LAW ON ELECTRONIC RECORDS

 

A. 

Can the requester choose a format for receiving records?

 

B. 

Can the requester obtain a customized search of computer databases to fit particular needs?

 

C. 

Does the existence of information in electronic format affect its openness?

 

D. 

How is e-mail treated?

 

E. 

Is software public?

 

F. 

How are fees for electronic records assessed?

 

G. 

Money-making schemes.

 

H. 

On-line dissemination.

 

IV. 

RECORD CATEGORIES -- OPEN OR CLOSED

 

A. 

Autopsy reports.

 

B. 

Bank records.

 

C. 

Business records, financial data, trade secrets.

 

D. 

Contracts, proposals and bids.

 

E. 

Collective bargaining records.

 

F. 

Coroners reports.

 

G. 

Election records.

 

H. 

Gun permits.

 

I. 

Hospital reports.

 

J. 

Personnel records.

 

1. 

Salary.

 

2. 

Disciplinary records.

 

3. 

Applications.

 

K. 

Police records.

 

L. 

Prison, parole and probation reports.

 

M. 

Public utility records.

 

N. 

Real estate appraisals, negotiations.

 

O. 

School and university records.

 

P. 

Vital statistics.

 

V. 

PROCEDURE FOR OBTAINING RECORDS

 

A. 

How to start.

 

1. 

Who receives a request?

 

2. 

Does the law cover oral requests?

 

3. 

Contents of a written request.

 

a. 

Description of the records.

 

b. 

Need to address fee issues.

 

c. 

Plea for quick response.

 

d. 

Can the request be for future records?

 

e. 

Other.

 

B. 

How long to wait.

 

1. 

Statutory, regulatory or court-set time limits for agency response.

 

2. 

Informal telephone inquiry as to status.

 

3. 

Is delay recognized as a denial for appeal purposes?

 

4. 

Any other recourse to encourage a response.

 

C. 

Administrative appeal.

 

1. 

Time limit.

 

2. 

To whom is an appeal directed?

 

3. 

Fee issues.

 

4. 

Contents of appeal letter.

 

a. 

Description of records or portions of records denied.

 

b. 

Refuting the reasons for denial.

 

5. 

Waiting for a response.

 

6. 

Subsequent remedies.

 

D. 

Court action.

 

1. 

Who may sue?

 

2. 

Priority.

 

3. 

Pro se.

 

4. 

Issues the court will address:

 

5. 

Pleading format.

 

6. 

Time limit for filing suit.

 

7. 

What court.

 

8. 

Judicial remedies available.

 

9. 

Costs and attorneys' fees.

 

10. 

Fines.

 

11. 

Other penalties.

 

12. 

Settlement, pros and cons.

 

E. 

Appealing initial court decisions.

 

1. 

Appeal routes.

 

2. 

Time limits for filing appeals.

 

3. 

Contact of interested amici.

 

F. 

Addressing government suits against disclosure.


Open Meetings

 

I. 

STATUTE -- BASIC APPLICATION.

 

A. 

Who may attend?

 

B. 

What governments are subject to the law?

 

C. 

What bodies are covered by the law?

 

D. 

What constitutes a meeting subject to the law.

 

E. 

Categories of meetings subject to the law.

 

F. 

Recording/broadcast of meetings.

 

G. 

Are there sanctions for noncompliance?

 

II. 

EXEMPTIONS AND OTHER LEGAL LIMITATIONS

 

III. 

MEETING CATEGORIES -- OPEN OR CLOSED.

 

IV. 

PROCEDURE FOR ASSERTING RIGHT OF ACCESS

 

V. 

ASSERTING A RIGHT TO COMMENT.


Statutes